1
Can you ‘borrow’ discretionary management permissions?
Only a Financial Conduct Authority-authorised firm with FCA permission ‘managing investments’ can…
1
Is fee sharing ever acceptable between discretionary managers and advisers?
The Consumer Duty is shining a spotlight on regulated firms’ charging structures.…
2
Ignore Consumer Duty co-manufacturing at your peril
The Financial Conduct Authority has been clear from the outset that implementing…
Remembering the Asset Management Market Study
All firms, not just AFMs, should consider whether any of the FCA’s…
