2 Pensions Economy Investments Pensions FCA bans two British Steel advisersBy Michael Klimes The Financial Conduct Authority has banned Keith Dickinson and Andrew Allen for…
Pensions Economy Investments FCA updates pensions advice transfer guidanceBy Michael Klimes The regulator has published important guidance on how pensions transfer advice might…
1 Pensions Pensions Tougher new laws will stop British Steel scandal repeat, MP saysBy Michael Klimes MP Nick Smith has said “scandals such as the British Steel Pension…
2 Pensions Pensions FCA bans another British Steel IFA for advice failingsBy Michael Klimes The Financial Conduct Authority has banned Denis Lee Morgan of Pembrokeshire Mortgage…
1 Pensions Pensions FCA draws British Steel saga nearer to closureBy Michael Klimes The Financial Conduct Authority has completed around 30 investigations into British Steel…
6 Pensions Pensions FCA makes British Steel IFA pay £106k for poor adviceBy Michael Klimes The regulator has banned Mark Abley of County Capital Wealth Management Ltd…
2 Investments Pensions FCA warns against ‘misleading’ British Steel complaintsBy Michael Klimes The Financial Conduct Authority has warned that certain firms are making unsolicited…
4 Pensions Pensions Regulation Al Rush to refer FCA to Complaints Commissioner over British SteelBy Jean-Baptiste Andrieux Echelon Wealthcare principal Al Rush is looking to get the Financial Regulators…
Pensions Advisers Pensions Regulation Al Rush mulls launching own judicial review against FCABy Jean-Baptiste Andrieux Echelon Wealthcare principal Al Rush is considering the launch of a judicial…
9 Pensions Advisers Investments Pensions Regulation FCA fines British Steel IFA £2.4mBy Michael Klimes The Financial Conduct Authority has fined Pembrokeshire Mortgage Centre Limited (PMC) £2,354,331…
3 Pensions Pensions FCA lasers in on firms miscalculating DB redressBy Michael Klimes The Financial Conduct Authority has said it will tackle firms that do…
7 Business Business Company news Tenet earmarks £13.7m redress for British Steel pension transfersBy Lois Vallely Tenet Group has set aside £13.7m to cover potential liability arising from…
1 Regulation Financial education Pensions Regulation Consumer Duty: Putting yourself in the shoes of customersBy Momodou Musa Touray The FCA plans to require advice firms to put themselves ‘in the…
Regulation Pensions Regulation How FCA’s DB transfer guidance should be applied to wider advice By David Boyhan The FCA’s finalised guidance on defined benefit transfer advice marks the next…
5 Pensions Investments Pensions Regulation Retirement Inside the FCA’s new DB transfer toolBy Michael Klimes Michael Klimes finds praise for the FCA’s new DB assessment advice tool,…
5 Pensions Pensions Regulation Retirement Sipps Can a court case finally solve the DB transfer deadlock?By Michael Klimes Michael Klimes looks at another twist in the tale of Sipp regulation
Advisers Advisers Business Company news Pensions Regulation Technology Quilter Financial Planning boss speaks about a tumultuous first few months at the topBy Katey Pigden Newly appointed chief executive Steve Gazard has over two decades of industry…
5 Pensions Retirement Poll: Should there be any exemptions to the DB transfer contingent charging ban?By Money Marketing
Pensions Regulation Retirement Poll: What’s the best option for the £30k advice requirement on DB transfers?By Money Marketing
2 Pensions Pensions Contingent charging ban goes live: What next for DB transfers?By Michael Klimes The FCA’s contingent charging ban on DB transfers takes effect from 1…
5 Regulation Poll: Should advisers be forced to give up DB transfer permissions if they aren’t using them?By Money Marketing
Pensions Pensions Politics Alistair Cunningham: Pensions? Plus ça changeBy Alistair Cunningham As we approach our business financial year end, I have been reflecting.…
Regulation Advisers Business Pensions Regulation Steve Cameron: Beware the Consumer Duty for defined benefit transfersBy Steve Cameron Advisers operating in the DB transfer market are already subject to particularly…
5 Pensions Advisers Business Pensions Regulation Advised on defined benefit transfers? How to get ready for redressBy Simon Goryl The legacy of the British Steel Pension Scheme rumbles on, so how…