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DB transfers

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2
Pensions Economy Investments Pensions

FCA bans two British Steel advisers

By Michael Klimes
The Financial Conduct Authority has banned Keith Dickinson and Andrew Allen for…
13 September 2023 3:25 pm
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Pensions Economy Investments

FCA updates pensions advice transfer guidance

By Michael Klimes
The regulator has published important guidance on how pensions transfer advice might…
30 August 2023 4:34 pm
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1
Pensions Pensions

Tougher new laws will stop British Steel scandal repeat, MP says

By Michael Klimes
MP Nick Smith has said “scandals such as the British Steel Pension…
29 June 2023 12:22 pm
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2
Pensions Pensions

FCA bans another British Steel IFA for advice failings

By Michael Klimes
The Financial Conduct Authority has banned Denis Lee Morgan of Pembrokeshire Mortgage…
28 June 2023 11:48 am
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1
Pensions Pensions

FCA draws British Steel saga nearer to closure

By Michael Klimes
The Financial Conduct Authority has completed around 30 investigations into British Steel…
27 June 2023 11:39 am
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6
Pensions Pensions

FCA makes British Steel IFA pay £106k for poor advice

By Michael Klimes
The regulator has banned Mark Abley of County Capital Wealth Management Ltd…
26 June 2023 12:22 pm
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2
Investments Pensions

FCA warns against ‘misleading’ British Steel complaints

By Michael Klimes
The Financial Conduct Authority has warned that certain firms are making unsolicited…
26 January 2023 10:06 am
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4
Pensions Pensions Regulation

Al Rush to refer FCA to Complaints Commissioner over British Steel

By Jean-Baptiste Andrieux
Echelon Wealthcare principal Al Rush is looking to get the Financial Regulators…
24 January 2023 9:59 am
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Pensions Advisers Pensions Regulation

Al Rush mulls launching own judicial review against FCA

By Jean-Baptiste Andrieux
Echelon Wealthcare principal Al Rush is considering the launch of a judicial…
9 January 2023 7:00 am
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9
Pensions Advisers Investments Pensions Regulation

FCA fines British Steel IFA £2.4m

By Michael Klimes
The Financial Conduct Authority has fined Pembrokeshire Mortgage Centre Limited (PMC) £2,354,331…
2 December 2022 10:36 am
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3
Pensions Pensions

FCA lasers in on firms miscalculating DB redress

By Michael Klimes
The Financial Conduct Authority has said it will tackle firms that do…
9 November 2022 12:18 pm
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7
Business Business Company news

Tenet earmarks £13.7m redress for British Steel pension transfers

By Lois Vallely
Tenet Group has set aside £13.7m to cover potential liability arising from…
5 October 2022 2:23 pm

Analysis

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1
Regulation Financial education Pensions Regulation

Consumer Duty: Putting yourself in the shoes of customers

By Momodou Musa Touray
The FCA plans to require advice firms to put themselves ‘in the…
4 October 2021 8:00 am
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Regulation Pensions Regulation

How FCA’s DB transfer guidance should be applied to wider advice  

By David Boyhan
The FCA’s finalised guidance on defined benefit transfer advice marks the next…
20 May 2021 3:20 pm
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5
Pensions Investments Pensions Regulation Retirement

Inside the FCA’s new DB transfer tool

By Michael Klimes
Michael Klimes finds praise for the FCA’s new DB assessment advice tool,…
4 February 2021 6:00 am
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5
Pensions Pensions Regulation Retirement Sipps

Can a court case finally solve the DB transfer deadlock?

By Michael Klimes
Michael Klimes looks at another twist in the tale of Sipp regulation
2 February 2021 8:02 am
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Advisers Advisers Business Company news Pensions Regulation Technology

Quilter Financial Planning boss speaks about a tumultuous first few months at the top

By Katey Pigden
Newly appointed chief executive Steve Gazard has over two decades of industry…
23 November 2020 12:32 pm
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5
Pensions Retirement

Poll: Should there be any exemptions to the DB transfer contingent charging ban?

By Money Marketing
5 November 2020 10:32 am
Pensions Regulation Retirement

Poll: What’s the best option for the £30k advice requirement on DB transfers?

By Money Marketing
22 October 2020 5:00 pm
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2
Pensions Pensions

Contingent charging ban goes live: What next for DB transfers?

By Michael Klimes
The FCA’s contingent charging ban on DB transfers takes effect from 1…
1 October 2020 7:37 am
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5
Regulation

Poll: Should advisers be forced to give up DB transfer permissions if they aren’t using them?

By Money Marketing
17 August 2020 7:50 am

Opinion

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Pensions Pensions Politics

Alistair Cunningham: Pensions? Plus ça change

By Alistair Cunningham
As we approach our business financial year end, I have been reflecting.…
8 February 2023 11:00 am
Steven Cameron
Regulation Advisers Business Pensions Regulation

Steve Cameron: Beware the Consumer Duty for defined benefit transfers

By Steve Cameron
Advisers operating in the DB transfer market are already subject to particularly…
13 October 2022 11:00 am
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5
Pensions Advisers Business Pensions Regulation

Advised on defined benefit transfers? How to get ready for redress

By Simon Goryl
The legacy of the British Steel Pension Scheme rumbles on, so how…
8 February 2022 8:00 am

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