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Regulation

News

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3
Regulation Advisers Business Insurance Investments Politics Protection Regulation

FCA records 40% rise in complaints about non-financial misconduct

By Momodou Musa Touray
The Financial Conduct Authority has recorded a 40% increase in non-financial misconduct…
25 October 2024 9:23 am
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1
Regulation Regulation

FCA and BoE open applications for Digital Securities Sandbox

By Momodou Musa Touray
The Financial Conduct Authority and the Bank of England have opened applications…
30 September 2024 1:06 pm
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3
Regulation Business Regulation

Firms need help to better identify vulnerable customers

By Darius McQuaid
Numerous firms would benefit from assistance to better understand the characteristics of…
25 September 2024 5:24 pm
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Regulation Investments Regulation

FCA confirms final rules for expanded dormant assets scheme

By Darius McQuaid
Millions in dormant funds have been unlocked for charities and social enterprises…
2 August 2024 3:49 pm
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1
Regulation Advisers Regulation

VouchedFor helps Radiant Financial Planning meet Consumer Duty requirements

By Darius McQuaid
Radiant Financial Planning has chosen VouchedFor’s enhanced client survey, Elevation, to help…
25 July 2024 12:37 pm
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2
Regulation Regulation

FCA chief says Consumer Duty and advice guidance will be priority this year

By Momodou Musa Touray
The Financial Conduct Authority chief executive has said the Consumer Duty and…
19 March 2024 10:57 am
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1
Regulation Business Regulation

Firms at ‘breaking point’ as compliance regulation intensifies

By Darius McQuaid
The need for regulated firms to ditch outdated and time-consuming compliance processes…
31 January 2024 7:00 am
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8
Regulation Advisers Regulation

FCA ‘polluter pays’ plan could see advice firms leave market  

By Dan Cooper
The Financial Conduct Authority’s new ‘polluter pays’ regulations will heap further pressure…
1 December 2023 12:55 pm
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Regulation Investments Regulation

FCA tightens financial advert rules

By Michael Klimes
The Financial Conduct Authority is introducing new screening checks for firms that…
12 September 2023 10:33 am
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1
Regulation Regulation

Weekend Essay: Is the FCA’s finfleuncer clampdown justified?

By Momodou Musa Touray
Be warned if you’re a finfleuncer. The Financial Conduct Authority has its…
28 July 2023 2:00 pm
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1
Regulation Regulation

Govt reaffirms aim to regulate crypto retail trading

By Michael Klimes
The government has re-affirmed its intention to regulate retail trading in unbacked…
20 July 2023 12:45 pm
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3
Regulation Advisers Pensions

FCA investment pathways will help non-advised customers in retirement

By Darius McQuaid
The Financial Conduct Authority’s investment pathways is a good step for helping…
12 July 2023 12:31 pm
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Analysis

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Regulation Advisers Politics Regulation

Marc Maxfield: Changing financial services regulation – the case for caution

By Marc Maxfield
Chancellor Rachel Reeves announced significant reforms to the Financial Ombudsman Service (FOS)…
19 December 2024 11:30 am
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1
Regulation Advisers Regulation

‘They are watching you’: Regulation in 2024

By Dan Cooper
The introduction of the Consumer Duty transformed the landscape for regulation in…
16 December 2024 8:00 am
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17
Regulation Regulation

FCA chair in hot water for revealing identity of whistleblower

By Momodou Musa Touray
Ashley Alder, chair of the Financial Conduct Authority (FCA), has been criticised…
23 August 2024 12:36 pm
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Regulation Regulation

Two men sentenced over £3m mortgage fraud

By Momodou Musa Touray
Two men were handed suspended prison sentences following their conviction over a…
28 March 2024 4:23 pm
Skyscrapers in City of London
11
Regulation Business Regulation

Regulation is killing London’s role as top financial capital

By Darius McQuaid
Regulation is making London lose ground to other jurisdictions, JP Morgan Asset…
20 June 2023 2:54 pm
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4
Regulation Advisers Pensions Regulation

Andy Bell: Now is the time to split DB and DC

By Andy Bell
It’s time to create a simpler pension tax framework that focuses on…
21 October 2022 8:00 am
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2
Regulation Advisers Business Regulation

Matthew Connell: The Consumer Duty overcompliance issue

By Matthew Connell
I think there is a real opportunity here for us to take…
20 October 2022 11:00 am
Steven Cameron
Regulation Advisers Business Pensions Regulation

Steve Cameron: Beware the Consumer Duty for defined benefit transfers

By Steve Cameron
Advisers operating in the DB transfer market are already subject to particularly…
13 October 2022 11:00 am
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1
Regulation Advisers Business Retirement

MM View: As Liz Truss goes for broke, can financial services seize the moment too?

By Michael Klimes
There are massive projects under way that could improve data in financial…
12 October 2022 11:00 am
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Opinion

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5
Regulation Business Investments Regulation

Supplementary report on the FCA’s ‘poor performance’ released

By Darius McQuaid
A supplementary report about the Financial Conduct Authority’s (FCA’s) “poor performance” in…
3 February 2025 8:46 am
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Regulation Advisers Business Investments Politics Regulation

FCA to survey firms on how it regulates financial-services sector

By Momodou Musa Touray
The Financial Conduct Authority is launching a survey into how it regulates…
30 January 2025 3:56 pm
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3
Regulation Regulation

FOS three- and six-year rule: For whom the bell tolls?

By Stuart Brothers
The law recognises that time limits should apply to a claimant’s right…
29 January 2025 2:00 pm
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Video

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The Money Marketing Podcast Advisers

MM Talks: 2025 financial trends, challenges and adviser insights

By Kimberley Dondo
 Welcome to the first MM Talks episode of 2025! Join Kimberley…
3 February 2025 1:00 pm
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MMTV Advisers

Money Marketing Weekly Wrap-Up – 27 Jan to 31 Jan

By Kimberley Dondo
Money Marketing’s Weekly Must-Reads: Top 10 Stories This week, pensions experts react…
31 January 2025 12:00 pm
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MMTV Advisers

Money Marketing Weekly Wrap-Up – 20 Jan to 24 Jan

By Kimberley Dondo
Money Marketing’s Weekly Must-Reads: Top 10 Stories This week, Ros Altmann discusses…
24 January 2025 12:00 pm
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MMTV Advisers

Money Marketing Weekly Wrap-Up – 13 Jan to 17 Jan

By Kimberley Dondo
Money Marketing’s Weekly Must-Reads: Top 10 Stories This week has been a…
17 January 2025 12:00 pm

Acumen

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Fidelity International

Bonds of Contention: Unravelling the volatility in UK Gilts

By Caitlin Jordan
Gilts have been in the spotlight as part of the recent global…
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Fidelity International

Short dated credit continues to offer value

By Caitlin Jordan
Fidelity Short Dated Corporate Bond portfolio managers Kris Atkinson and Shamil Gohil…
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Fidelity International

All-in yields remain attractive in sterling corporate bond markets

By Caitlin Jordan
Fidelity Sterling Corporate Bond portfolio managers Ian Fishwick and Kris Atkinson share…
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Fidelity International

Gilt selloff: Return of Truss 2.0?

By Caitlin Jordan
The ongoing global government bond selloff has pushed 30-year gilt yields to…
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Fidelity International

Fidelity’s Mike Riddell: Mixed picture facing global fixed income investors

By Caitlin Jordan
Authors: Mike Riddell and Tim Foster, portfolio managers, Fidelity Strategic Bond Fund…
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Fidelity International

Navigating bond markets in a volatile post-election market

By Caitlin Jordan
Kris Atkinson, portfolio manager, Fidelity Short Dated Corporate Bond Fund It might…

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