1 Regulation Advisers Regulation Mike Barrett: Growth must not come at the expense of customer outcomesBy Mike Barrett ‘Twas the night before Christmas. In the regulator’s house, plenty were stirring,…
1 Consumer Duty and Protection Series Regulation Firms hoping for Consumer Duty rollback set for ‘disappointment’By Darius McQuaid Firms hoping the government’s call to boost growth through regulatory reform will…
1 Regulation Advisers Regulation Simon Collins: The FCA’s retail supervision moves up a gearBy Simon Collins In all my articles in 2024, I commented on the increased level…
Advisers Advisers Matt Storey: New year, new provider?By Matt Storey With a new year comes the chance to turn over a new…
Investments Advisers Investments Tatton Core Active most recommended MPS investment for value in 2024By Darius McQuaid Tatton Core Active was the most recommended managed portfolio solutions (MPS) investment…
1 Advisers Advisers Business Regulation Industry outlook: How FCA and government can help relieve hangovers from difficult yearBy Noel Butwell The end of the year provides a perfect opportunity to reflect. Here,…
1 Consumer Duty and Protection Series Investments Pensions Regulation Regulators issue joint statement on clear client communicationBy Darius McQuaid The Financial Conduct Authority (FCA), the Pensions Regulator (TPR) and the Information…
2 Consumer Duty and Protection Series Business Regulation Consumer Duty awareness rises among customers but ‘significant issues’ remainBy Darius McQuaid Awareness of the Consumer Duty has risen among UK adults in the…
Consumer Duty and Protection Series Investments Regulation Wealth providers losing clients due to poor complaints servicesBy Darius McQuaid Almost a fifth (19%) of clients have moved to a different wealth…
Consumer Duty and Protection Series Advisers Investments Regulation British Isa may not comply with Consumer Duty rulesBy Darius McQuaid The introduction of a British Isa could raise challenges for firms complying…
Consumer Duty and Protection Series Advisers Business Regulation PFS launches tool to help advisers comply with Consumer Duty rulesBy Darius McQuaid The Personal Finance Society (PFS) has launched a new tool to help…
Advisers Advisers Business Platforms Lang Cat updates functionality on platform-switching toolBy Momodou Musa Touray Financial consultancy Lang Cat has updated the functionality on its Analyser adviser…
Advisers Advisers Company news Technology BareRock enhances vulnerability support for advice firmsBy Dan Cooper Professional Indemnity Insurance (PII) provider BareRock has announced a strategic partnership with…
Advisers Advisers Business Technology Quilter adopts VouchedFor’s client survey system to support advisersBy Lois Vallely Quilter Financial Planning has adopted VouchedFor’s client survey system, Elevation, to support…
10 Investments Business Investments Politics Regulation FCA to tear down regulatory barriers in response to government growth callsBy Momodou Musa Touray The Financial Conduct Authority (FCA) says it will remove unnecessary regulations and…
3 Advisers Advisers Business Investments Geopolitics and volatility top concern for advisersBy Momodou Musa Touray Geopolitics and market volatility are the top concerns for advisers in 2025,…
Protection Advisers Business Protection Protection Guru hires Coleman to lead adviser training programmeBy Momodou Musa Touray Protection Guru has appointed Jason Coleman to lead its adviser training programme.…
Investments Advisers Business Investments MPA Financial Management partners with Sarasin & Partners to create model portfoliosBy Darius McQuaid Sarasin & Partners has partnered with MPA Financial Management to create a…
2 Advisers Advisers Company news Regulation New Consumer Duty tool launched to help advisers ‘stay one step ahead’By Dan Cooper A new tool has been launched to help advisers ‘stay one step…
Regulation Advisers Business Regulation Customer outcomes ‘not being represented at board level’By Dan Cooper Almost half (46%) of financial services firms wish they had gained greater…
1 Advisers Advisers Investments Regulation Regulatory compliance a burden for UK investment advisers, RSMR survey showsBy Tom Browne The latest annual adviser survey from RSMR, the fund research and MPS…
3 Investments Business Insurance Investments Politics Protection Regulation FOS sees 40% rise in complaintsBy Momodou Musa Touray The Financial Ombudsman Service has said the number of financial complaints received…
Business Advisers Business FE fundinfo acquires platform due diligence tool AdviserAssetBy Darius McQuaid FE fundinfo has acquired AdviserAsset, a due diligence and product selection tool…